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Resumo(s)
A presente dissertação tem o propósito de analisar o programa de compliance nas
micro e pequenas empresas do Brasil, tema de grande relevância para a sociedade do país.
O foco do trabalho é investigar a atual situação de programas de integridade nestas que
são a imensa maioria das organizações brasileiras: empresas de pequeno porte e
microempresas. Busca-se, ainda, compreender quais são os benefícios e os
constrangimentos advindos da implementação desse programa em tal categoria de
negócio. A metodologia da investigação funda-se em pesquisa bibliográfica e estudo de
caso por meio do método indutivo; possível, assim, a análise da percepção de pequenos
empresários sobre o tema a partir da experiência concreta. Para isso realizaram-se
entrevistas com quatro empresários aos quais o autor teve acesso, oportunidade em que
se fizeram perguntas pertinentes ao conceito e à experiência que possuem com o
compliance. O estudo almeja contribuir com uma melhor compreensão acerca do
funcionamento de programas de integridades em organizações de menor porte e com
alternativas para tornas essas práticas mais acessíveis nesse tipo de empresas.
The purpose of this paper is to analyze a topic of great relevance to the Brazilian society, which refers to the compliance program in micro and small companies in Brazil. The focus of the work is to investigate the current situation of integrity programs in those organizations that are the vast majority in the country: Small and micro companies. It also seeks to understand the benefits and constraints arising from the implementation of this program in this business category. The methodology of the investigation is based on bibliographic research and on case studies through the inductive method so that it is possible to analyze the perception of small business owners on the theme from the concrete experience. For this, interviews were carried out with four businessmen to whom the author had access and questions related to the concept and experience they have with compliance were discussed. Thus, the study aims to contribute to a better understanding about the functioning of integrity programs in smaller organizations and with alternatives to make these practices more accessible in these types of companies.
The purpose of this paper is to analyze a topic of great relevance to the Brazilian society, which refers to the compliance program in micro and small companies in Brazil. The focus of the work is to investigate the current situation of integrity programs in those organizations that are the vast majority in the country: Small and micro companies. It also seeks to understand the benefits and constraints arising from the implementation of this program in this business category. The methodology of the investigation is based on bibliographic research and on case studies through the inductive method so that it is possible to analyze the perception of small business owners on the theme from the concrete experience. For this, interviews were carried out with four businessmen to whom the author had access and questions related to the concept and experience they have with compliance were discussed. Thus, the study aims to contribute to a better understanding about the functioning of integrity programs in smaller organizations and with alternatives to make these practices more accessible in these types of companies.
Descrição
Dissertação com vista à obtenção do Grau de Mestre de Direito na especialidade de Direito e Gestão.
Palavras-chave
Compliance Pequenas empresas Benefícios Constrangimentos
